This standard is to ensure proper conduct of licensed and approved businesses in the capital market to ensure their compliance with laws, rules and regulations. The standard covers: management and supervision; segregation of duties and functions; personnel and training; information management; operational control; risk management; and audit.

This is a budget summary for the fiscal year 2015 in accordance with the constitution of Kenya. It highlights the underlying assumptions underpinning the fiscal year 2015/16 and medium-term expenditure framework budget; fiscal policy framework for FY 2015/16 and medium-term expenditure framework; the fiscal Year 2015/2016 budget.

The financial budget for the fiscal year 2019-2020 themed: creating Jobs, transforming lives – harnessing the “Big Four” Plan. This budget statement provides an introduction to the theme; it outlines ways of accelerating and sustaining inclusive growth, improving expenditure efficiency, and gives highlights of government spending priorities in the coming financial year.

This guideline outlines the procedures for customer identification; customer due diligence; record keeping; new technology and non-face to face transactions; reporting requirements; the role of the capital market authority; internal policies, compliance and training requirements; audit; tipping off; reliance on third parties and combating the financing of terrorism.

These regulations on micro-insurance applies to the approval of micro-insurance products; change in product features; group microinsurance policies; appointment and registration of micro-insurance intermediaries; training obligations; reporting requirements and other related matters.

This guideline follows the Insurance Act and aims to ensure insurance products sold by insurance companies and insurance intermediaries are not exploitative to the consumers and serve the purpose for which it is sold, i.e., consumers should be fully aware of product design, pricing, marketing, and other necessary disclosures.

The guidance note specifies the policy guidance for ETF in Kenya, covering the issuance of ETFs, approval of ETFs, pre-listing of ETFs, requirements on risk and risk mitigation, appointment of market makers, appointment and responsibilities of trustee and manager, and requirements on details on the ETFs.

In line with the Insurance Act, these guidelines outline the standards for the conduct of insurance investigators and motor assessors to ensure best practices and professionalism in the insurance business and for the effective development of the insurance sector.

In line with the Insurance Act, this guidance aims to ensure the protection on customers in the market for insurance business and in the activities of insurers with the objective of strengthening public trust, minimise risk in the insurance sector and to ensure insurers compete in tandem with best business practices to prevent the exploitation of consumers.

These guidelines follow the Insurance Act with the objectives of ensuring insurance companies and reinsurance companies are managed effectively in a manner that guarantee effective and efficient risk management system. The guidelines outline the principles for identifying, assessing and mitigating risk in the insurance sector and procedures to limit the exposure of insurers to insurance risk.

The aim of this guideline to ensure transparency and efficiency in claim management and processing with the goal of increasing customer satisfaction in the insurance industry

This guideline on reinsurance arrangement follows the Insurance Act and aims to ensure insurer and insurance intermediaries have a reinsurance management framework that would assist in limiting wide fluctuations in underwriting results.

These guidelines follow the requirements of the Insurance Act and aims to ensure proper conduct by intermediaries in the performance of their duties in other to promote best practices in the conduct of insurance business and the promote public trust in the insurance sector.

This guideline aim to ensure insurance and reinsurance companies implement a prudent and effective risk management and internal controls system.

This regulation is an amendment to the retirement benefits mortgage loans regulations covering the purchase of residential houses.

This guideline aim to ensure insurance and reinsurance companies implement a prudent and effective acturial function regarding pricing activities and compliance with statutory and regulatory requirements.

This regulation applies to the importation of unassembled motor vehicles or trailers and other related matters.

These guidelines outline: the principles of good governance, functions and responsibilities of the board committees, responsibilities of senior management, responsibilities of principal officers, the role of independent auditors, and other related issues on disclosure and transparency.

This document lists the fees for exchange traded derivatives in Kenya.

This is an Act of Parliament amending the laws relating to the various taxes, duties and other related matters in Kenya.